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                     PPaasssswwoorrdd SSeeccuurriittyy:: AA CCaassee HHiissttoorryy


                               _R_o_b_e_r_t _M_o_r_r_i_s
                               _K_e_n _T_h_o_m_p_s_o_n
                          AT&T Bell Laboratories
                              Murray Hill, NJ


                                 _A_B_S_T_R_A_C_T

               This  paper describes the history of the design of
          the password security scheme  on  a  remotely  accessed
          time-sharing system.  The present design was the result
          of countering observed attempts to penetrate  the  sys-
          tem.   The result is a compromise between extreme secu-
          rity and ease of use.


     IINNTTRROODDUUCCTTIIOONN

          Password security on the UNIX(R) time-sharing system [1]  is
     provided  by a collection of programs whose elaborate and strange
     design is the outgrowth of many years of experience with  earlier
     versions.  To help develop a secure system, we have had a contin-
     uing competition to devise new ways to attack the security of the
     system  (the  bad guy) and, at the same time, to devise new tech-
     niques to resist the new attacks (the good guy).   This  competi-
     tion  has been in the same vein as the competition of long stand-
     ing between manufacturers of armor  plate  and  those  of  armor-
     piercing  shells.   For this reason, the description that follows
     will trace the history of the password system rather than  simply
     presenting  the  program  in its current state.  In this way, the
     reasons for the design will be made clearer, as the design cannot
     be understood without also understanding the potential attacks.

          An  underlying goal has been to provide password security at
     minimal inconvenience to the users of the system.   For  example,
     those who want to run a completely open system without passwords,
     or to have passwords only at the option of the individual  users,
     are  able to do so, while those who require all of their users to
     have passwords gain a high degree of security against penetration
     of the system by unauthorized users.

          The  password  system  must  be able not only to prevent any
     access to the system by unauthorized  users  (i.e.  prevent  them
     from  logging  in at all), but it must also prevent users who are
     already logged in from doing things that they are not  authorized
     to  do.   The  so called ``super-user'' password, for example, is
     especially critical because  the  super-user  has  all  sorts  of









     SMM:17-2                        Password Security: A Case History


     permissions  and  has  essentially unlimited access to all system
     resources.

          Password security is of course only one component of overall
     system  security,  but  it is an essential component.  Experience
     has shown that attempts to penetrate remote-access  systems  have
     been astonishingly sophisticated.

          Remote-access  systems are peculiarly vulnerable to penetra-
     tion by outsiders as there are threats at  the  remote  terminal,
     along the communications link, as well as at the computer itself.
     Although the security of a password encryption  algorithm  is  an
     interesting intellectual and mathematical problem, it is only one
     tiny facet of a very large problem.  In practice, physical  secu-
     rity  of  the computer, communications security of the communica-
     tions link, and physical control of the computer itself  loom  as
     far more important issues.  Perhaps most important of all is con-
     trol over the actions of ex-employees, since they are  not  under
     any direct control and they may have intimate knowledge about the
     system, its resources, and methods of access.  Good system  secu-
     rity  involves  realistic  evaluation  of  the  risks not only of
     deliberate attacks but also of  casual  unauthorized  access  and
     accidental disclosure.

     PPRROOLLOOGGUUEE

          The  UNIX  system was first implemented with a password file
     that contained the actual passwords of all  the  users,  and  for
     that reason the password file had to be heavily protected against
     being either read or written.  Although  historically,  this  had
     been  the  technique  used for remote-access systems, it was com-
     pletely unsatisfactory for several reasons.

          The technique is excessively vulnerable to lapses  in  secu-
     rity.   Temporary  loss of protection can occur when the password
     file is being edited or otherwise modified.  There is no  way  to
     prevent  the  making  of  copies by privileged users.  Experience
     with several  earlier  remote-access  systems  showed  that  such
     lapses  occur with frightening frequency.  Perhaps the most memo-
     rable such occasion occurred in the  early  60's  when  a  system
     administrator  on the CTSS system at MIT was editing the password
     file and another system administrator was editing the daily  mes-
     sage  that  is printed on everyone's terminal on login.  Due to a
     software design error, the temporary  editor  files  of  the  two
     users  were  interchanged and thus, for a time, the password file
     was printed on every terminal when it was logged in.

          Once such a lapse in security has  been  discovered,  every-
     one's password must be changed, usually simultaneously, at a con-
     siderable administrative cost.  This is not a great  matter,  but
     far  more  serious  is  the high probability of such lapses going
     unnoticed by the system administrators.











     Password Security: A Case History                        SMM:17-3


          Security against unauthorized disclosure  of  the  passwords
     was,  in  the last analysis, impossible with this system because,
     for example, if the contents of the file system  are  put  on  to
     magnetic  tape  for  backup, as they must be, then anyone who has
     physical access to the tape can  read  anything  on  it  with  no
     restriction.

          Many  programs  must  get information of various kinds about
     the users of the system, and these  programs  in  general  should
     have no special permission to read the password file.  The infor-
     mation which should have been in the password file  actually  was
     distributed  (or replicated) into a number of files, all of which
     had to be updated whenever a user was added to  or  dropped  from
     the system.

     TTHHEE FFIIRRSSTT SSCCHHEEMMEE

          The  obvious  solution  is to arrange that the passwords not
     appear in the system at all, and it is not  difficult  to  decide
     that this can be done by encrypting each user's password, putting
     only the encrypted form in the password file, and  throwing  away
     his  original password (the one that he typed in).  When the user
     later tries to log in to the system, the password that  he  types
     is encrypted and compared with the encrypted version in the pass-
     word file.  If the two match,  his  login  attempt  is  accepted.
     Such  a  scheme  was  first  described  in [3, p.91ff.].  It also
     seemed advisable to devise a system in which neither the password
     file  nor  the  password  program  itself  needed to be protected
     against being read by anyone.

          All that was needed to implement these ideas was to  find  a
     means  of encryption that was very difficult to invert, even when
     the encryption  program  is  available.   Most  of  the  standard
     encryption  methods used (in the past) for encryption of messages
     are rather easy to invert.  A convenient and rather good  encryp-
     tion program happened to exist on the system at the time; it sim-
     ulated the M-209 cipher machine [4] used by the U.S. Army  during
     World  War  II.  It turned out that the M-209 program was usable,
     but with a given key, the ciphers produced by  this  program  are
     trivial  to  invert.   It is a much more difficult matter to find
     out the key given the cleartext input and the  enciphered  output
     of the program.  Therefore, the password was used not as the text
     to be encrypted but as the key,  and  a  constant  was  encrypted
     using  this key.  The encrypted result was entered into the pass-
     word file.

     AATTTTAACCKKSS OONN TTHHEE FFIIRRSSTT AAPPPPRROOAACCHH

          Suppose that the bad guy has available the text of the pass-
     word  encryption program and the complete password file.  Suppose
     also that he has substantial computing capacity at his  disposal.

          One  obvious  approach to penetrating the password mechanism
     is  to  attempt  to  find  a  general  method  of  inverting  the









     SMM:17-4                        Password Security: A Case History


     encryption  algorithm.   Very  possibly this can be done, but few
     successful  results  have  come  to  light,  despite  substantial
     efforts  extending  over  a  period of more than five years.  The
     results have not proved to be very useful in penetrating systems.

          Another  approach  to  penetration  is simply to keep trying
     potential passwords until one succeeds; this is a general  crypt-
     analytic  approach  called  _k_e_y  _s_e_a_r_c_h_.  Human beings being what
     they are, there is a strong tendency for people to  choose  rela-
     tively  short and simple passwords that they can remember.  Given
     free choice, most people  will  choose  their  passwords  from  a
     restricted  character set (e.g. all lower-case letters), and will
     often choose words or names.  This  human  habit  makes  the  key
     search job a great deal easier.

          The  critical factor involved in key search is the amount of
     time needed to encrypt a potential  password  and  to  check  the
     result  against  an entry in the password file.  The running time
     to encrypt one trial password and check the result turned out  to
     be  approximately  1.25  milliseconds  on  a  PDP-11/70  when the
     encryption algorithm was recoded for maximum speed.  It is  takes
     essentially  no  more  time  to test the encrypted trial password
     against all the passwords in an entire password file, or for that
     matter,  against  any  collection of encrypted passwords, perhaps
     collected from many installations.

          If we want to check all passwords of length _n  that  consist
     entirely  of  lower-case letters, the number of such passwords is
     $26 sup n$.  If we suppose that the password consists  of  print-
     able  characters  only,  then the number of possible passwords is
     somewhat less than $95 sup n$.  (The standard system  ``character
     erase''  and ``line kill'' characters are, for example, not prime
     candidates.)  We can immediately estimate the running time  of  a
     program  that will test every password of a given length with all
     of its characters chosen from some set of characters.   The  fol-
     lowing  table  gives  estimates of the running time required on a
     PDP-11/70 to test all possible character strings  of  length  $n$
     chosen  from  various  sets of characters: namely, all lower-case
     letters, all lower-case letters  plus  digits,  all  alphanumeric
     characters,  all  95  printable ASCII characters, and finally all
     128 ASCII characters.

     cccccc cccccc nnnnnn.        26  lower-case  36  lower-case  let-
     ters    62    alphanumeric     95   printable   all   128   ASCII
     n    letters   and  digits  characters     characters     charac-
     ters
     1    30  msec.  40 msec.  80 msec.  120 msec. 160 msec.  2    800
     msec. 2 sec.    5 sec.    11 sec.   20  sec.   3    22  sec.   58
     sec.   5  min.  17  min.   43  min.   4    10  min.   35 min.   5
     hrs.    28 hrs.    93 hrs.   5    4  hrs.    21  hrs.   318  hrs.
     6    107 hrs.












     Password Security: A Case History                        SMM:17-5


     One  has  to conclude that it is no great matter for someone with
     access to a PDP-11 to test all lower-case alphabetic  strings  up
     to length five and, given access to the machine for, say, several
     weekends, to test all  such  strings  up  to  six  characters  in
     length.   By  using such a program against a collection of actual
     encrypted passwords, a substantial fraction of all the  passwords
     will be found.

          Another  profitable  approach  for the bad guy is to use the
     word list from a dictionary or to use a list of names.  For exam-
     ple,  a  large  commercial  dictionary  contains  typically about
     250,000 words; these words can be checked in about five  minutes.
     Again,  a noticeable fraction of any collection of passwords will
     be found.  Improvements and extensions will be  (and  have  been)
     found by a determined bad guy.  Some ``good'' things to try are:

     -    The dictionary with the words spelled backwards.

     -    A  list  of  first  names  (best  obtained from some mailing
          list).  Last names, street names, and city names  also  work
          well.

     -    The above with initial upper-case letters.

     -    All  valid license plate numbers in your state.  (This takes
          about five hours in New Jersey.)

     -    Room numbers, social security  numbers,  telephone  numbers,
          and the like.

          The  authors  have conducted experiments to try to determine
     typical users' habits in the choice of  passwords  when  no  con-
     straint  is put on their choice.  The results were disappointing,
     except to the bad guy.  In a collection of 3,289 passwords  gath-
     ered from many users over a long period of time;

          15 were a single ASCII character;

          72 were strings of two ASCII characters;

          464 were strings of three ASCII characters;

          477 were string of four alphamerics;

          706 were five letters, all upper-case or all lower-case;

          605 were six letters, all lower-case.

     An additional 492 passwords appeared in various available dictio-
     naries, name lists, and the like.  A total of 2,831,  or  86%  of
     this sample of passwords fell into one of these classes.

          There  was, of course, considerable overlap between the dic-
     tionary  results  and  the  character   string   searches.    The









     SMM:17-6                        Password Security: A Case History


     dictionary search alone, which required only five minutes to run,
     produced about one third of the passwords.

          Users could be urged (or forced) to use either longer  pass-
     words  or  passwords  chosen  from a larger character set, or the
     system could itself choose passwords for the users.

     AANN AANNEECCDDOOTTEE

          An entertaining and instructive example is the attempt  made
     at  one installation to force users to use less predictable pass-
     words.  The users did not choose their own passwords; the  system
     supplied them.  The supplied passwords were eight characters long
     and were taken from the character set  consisting  of  lower-case
     letters  and digits.  They were generated by a pseudo-random num-
     ber generator with only $2 sup 15$  starting  values.   The  time
     required  to  search (again on a PDP-11/70) through all character
     strings of length 8 from a 36-character alphabet is 112 years.

          Unfortunately, only $2 sup 15$ of them need  be  looked  at,
     because that is the number of possible outputs of the random num-
     ber generator.  The bad guy did, in fact, generate and test  each
     of  these  strings  and  found  every one of the system-generated
     passwords using a total of only about one minute of machine time.

     IIMMPPRROOVVEEMMEENNTTSS TTOO TTHHEE FFIIRRSSTT AAPPPPRROOAACCHH

     11..  SSlloowweerr EEnnccrryyppttiioonn

          Obviously,  the  first algorithm used was far too fast.  The
     announcement of the DES encryption algorithm [2] by the  National
     Bureau  of  Standards  was  timely and fortunate.  The DES is, by
     design, hard to invert, but equally valuable is the fact that  it
     is  extremely  slow  when  implemented  in software.  The DES was
     implemented and used in the following way: The first eight  char-
     acters of the user's password are used as a key for the DES; then
     the algorithm is used to encrypt a constant.  Although this  con-
     stant  is  zero at the moment, it is easily accessible and can be
     made installation-dependent.  Then the DES algorithm is  iterated
     25  times  and  the  resulting  64  bits are repacked to become a
     string of 11 printable characters.

     22..  LLeessss PPrreeddiiccttaabbllee PPaasssswwoorrddss

          The password entry program was modified so as  to  urge  the
     user to use more obscure passwords.  If the user enters an alpha-
     betic password (all upper-case or all  lower-case)  shorter  than
     six characters, or a password from a larger character set shorter
     than five characters, then the program asks him to enter a longer
     password.  This further reduces the efficacy of key search.

          These improvements make it exceedingly difficult to find any
     individual password.  The user is warned of the risks and  if  he
     cooperates, he is very safe indeed.  On the other hand, he is not









     Password Security: A Case History                        SMM:17-7


     prevented from using his spouse's name if he wants to.

     33..  SSaalltteedd PPaasssswwoorrddss

          The key search technique is still likely to turn  up  a  few
     passwords when it is used on a large collection of passwords, and
     it seemed wise to make this task as difficult  as  possible.   To
     this  end, when a password is first entered, the password program
     obtains a 12-bit random number (by reading the  real-time  clock)
     and  appends this to the password typed in by the user.  The con-
     catenated string is encrypted and both the 12-bit random quantity
     (called  the  $salt$) and the 64-bit result of the encryption are
     entered into the password file.

          When the user later logs in to the system, the 12-bit  quan-
     tity  is  extracted  from  the  password file and appended to the
     typed password.  The encrypted result is required, as before,  to
     be  the same as the remaining 64 bits in the password file.  This
     modification does not increase the task of finding any individual
     password,  starting  from  scratch, but now the work of testing a
     given character string against a large  collection  of  encrypted
     passwords  has  been multiplied by 4096 ($2 sup 12$).  The reason
     for this is that there are 4096 encrypted versions of each  pass-
     word  and  one  of them has been picked more or less at random by
     the system.

          With this modification, it is likely that the  bad  guy  can
     spend days of computer time trying to find a password on a system
     with hundreds of passwords, and find none at all.  More important
     is  the  fact that it becomes impractical to prepare an encrypted
     dictionary in advance.  Such an  encrypted  dictionary  could  be
     used to crack new passwords in milliseconds when they appear.

          There  is  a (not inadvertent) side effect of this modifica-
     tion.  It becomes nearly impossible to find out whether a  person
     with  passwords on two or more systems has used the same password
     on all of them, unless you already know that.

     44..  TThhee TThhrreeaatt ooff tthhee DDEESS CChhiipp

          Chips to perform the DES encryption are already commercially
     available  and they are very fast.  The use of such a chip speeds
     up the process of password hunting by three orders of  magnitude.
     To  avert this possibility, one of the internal tables of the DES
     algorithm (in particular, the so-called E-table) is changed in  a
     way  that  depends  on  the 12-bit random number.  The E-table is
     inseparably wired into the DES chip, so that the commercial  chip
     cannot  be  used.  Obviously, the bad guy could have his own chip
     designed and built, but the cost would be unthinkable.

     55..  AA SSuubbttllee PPooiinntt

          To login successfully on the UNIX system,  it  is  necessary
     after  dialing in to type a valid user name, and then the correct









     SMM:17-8                        Password Security: A Case History


     password for that user name.  It is  poor  design  to  write  the
     login  command  in such a way that it tells an interloper when he
     has typed in a invalid user name.  The  response  to  an  invalid
     name should be identical to that for a valid name.

          When  the  slow  encryption algorithm was first implemented,
     the encryption was done only if the user name was valid,  because
     otherwise  there  was  no  encrypted password to compare with the
     supplied password.  The result was that the response was  delayed
     by about one-half second if the name was valid, but was immediate
     if invalid.  The bad guy could find out whether a particular user
     name was valid.  The routine was modified to do the encryption in
     either case.

     CCOONNCCLLUUSSIIOONNSS

          On the issue of password security, UNIX is  probably  better
     than  most  systems.  The use of encrypted passwords appears rea-
     sonably secure in the absence of serious attention of experts  in
     the field.

          It  is  also worth some effort to conceal even the encrypted
     passwords.  Some UNIX systems have instituted what is  called  an
     ``external  security  code'' that must be typed when dialing into
     the system, but before logging in.  If this code is changed peri-
     odically,  then  someone with an old password will likely be pre-
     vented from using it.

          Whenever any security procedure is instituted that  attempts
     to  deny  access  to  unauthorized  persons, it is wise to keep a
     record of both successful and unsuccessful attempts to get at the
     secured  resource.  Just as an out-of-hours visitor to a computer
     center normally must not only identify himself, but a  record  is
     usually also kept of his entry.  Just so, it is a wise precaution
     to make and keep a record of all attempts to log into  a  remote-
     access   time-sharing  system,  and  certainly  all  unsuccessful
     attempts.

          Bad guys fall on a spectrum whose one end  is  someone  with
     ordinary  access to a system and whose goal is to find out a par-
     ticular password (usually that of the  super-user)  and,  at  the
     other  end, someone who wishes to collect as much password infor-
     mation as possible from as many systems as possible.  Most of the
     work reported here serves to frustrate the latter type; our expe-
     rience indicates that the former type of bad guy never  was  very
     successful.

          We  recognize  that  a time-sharing system must operate in a
     hostile environment.  We did not attempt  to  hide  the  security
     aspects  of  the  operating system, thereby playing the customary
     make-believe game in which weaknesses of the system are not  dis-
     cussed no matter how apparent.  Rather we advertised the password
     algorithm and invited attack in the  belief  that  this  approach
     would minimize future trouble.  The approach has been successful.









     Password Security: A Case History                        SMM:17-9


     RReeffeerreenncceess

     [1]  Ritchie, D.M. and Thompson, K.  The UNIX  Time-Sharing  Sys-
          tem.  _C_o_m_m_. _A_C_M 1177 (July 1974), pp. 365-375.

     [2]  _P_r_o_p_o_s_e_d  _F_e_d_e_r_a_l  _I_n_f_o_r_m_a_t_i_o_n  _P_r_o_c_e_s_s_i_n_g  _D_a_t_a  _E_n_c_r_y_p_t_i_o_n
          _S_t_a_n_d_a_r_d_.  Federal Register (40FR12134), March 17, 1975

     [3]  Wilkes, M.  V.   _T_i_m_e_-_S_h_a_r_i_n_g  _C_o_m_p_u_t_e_r  _S_y_s_t_e_m_s_.   American
          Elsevier, New York, (1968).

     [4]  U. S. Patent Number 2,089,603.
















































